Internal Controls Toolkit
- 5h 34m
- Christine H. Doxey
- John Wiley & Sons (US)
- 2019
Step-by-step guidance on creating internal controls to manage risk
Internal control is a process for assuring achievement of an organization's objectives in operational effectiveness and efficiency, reliable financial reporting, and compliance with laws, regulations, and policies.
This is a "toolkit" approach that addresses a practical need for a series of standards of internal controls that can be used to mitigate risk within any size organization. Inadequate internal controls can cause a myriad of problems that adversely affect its ability to provide reliable, timely, and useful financial and managerial data needed to support operating, budgeting, and policy decisions. Reliable data is necessary to make sound business decisions.
- Toolkit approach with detailed controls and risks outlined for key business processes
- Foundational for SOX 404 initiatives
- Key material to improve internal control efforts
- Guidance during M&A projects
Poor controls over data quality can cause financial data to be unreliable, incomplete, and inaccurate—this book helps you control that quality and manage risk.
About the Author
CHRISTINE H. DOXEY, CAPP, CCSA, CICA, CPC, is president of Doxey, Inc. Prior to forming her company, she served in executive positions with Verizon Business (formerly MCI), Hewlett Packard, Compaq, and Digital Equipment. Doxy is on the Advisory Boards of The Exchange Summit and The Institute of Internal Controls. She has authored several books and speaks at conferences globally on financial process best practices.
In this Book
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Introduction to the Internal Controls Toolkit
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Background on Internal Controls
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The Order to Cash (O2C) Process
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Treasury Process
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Procure to Pay (P2P) Process
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Hire to Retire (H2R) Process
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The Supply Chain Process
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Record to Report (R2R)
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Government Contracts
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Records and Information Management
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Computer, Telecommunications, and Systems Controls
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Protection of Assets—Human, Physical, and Intellectual
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The Insurance Process
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Environmental, Health, and Safety (EH&S)
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Customer Services
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Professional Services (PS)
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Entity-Level Controls
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Glossary
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Addendum—Additional Tools
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