Politically Exposed Persons

  • 7 topics | 19m 12s
  • Up to 30 languages
  • Transcripts
This course provides an introduction to the concept of Politically Exposed Persons (PEPs). It focuses on practical knowledge and application, particularly for those whose job role involves handling or receiving funds from PEPs, or those whose role involves dealing with PEPs in any other way. This course was developed with subject matter support provided by Simons Muirhead Burton LLP. Please note, however, that the course materials and content are for informational purposes only and do not constitute legal advice and may or may not reflect the most current legal developments. Nothing herein, or in the course materials, shall be construed as professional advice as to any particular situation or constitute a legal opinion with respect to compliance with legal statutes or statutory instruments. Simons Muirhead Burton LLP accepts no responsibility for the contents of this course. Any reliance on the contents of this course as legal advice is prohibited and at the user’s risk. Transmission of the information is not intended to create, and receipt does not constitute, a solicitor-client relationship. Readers should not act upon this information without seeking independent legal advice.

WHAT YOU WILL LEARN

  • discover the key concepts covered in this course
  • recognize examples of politically exposed persons
  • Knowledge Check: Recognizing a Politically Exposed Person
  • recognize best practices to ensure compliance with laws and regulations concerning PEPs
  • Knowledge Check: Regulatory Compliance
  • identify consequences that can occur when an organization is not in compliance with PEP laws and regulations
  • Knowledge Check: Compliance

IN THIS COURSE

  • Course Overview
    1m
  • What is a Politically Exposed Person?
    3m
  • Knowledge Check: Recognizing a Politically Exposed Person
    1m
  • Regulatory Compliance
    8m
  • Knowledge Check: Regulatory Compliance
    2m
  • Consequences of Non-compliance
    2m
  • Knowledge Check: Compliance
    1m

YOU MIGHT ALSO LIKE

COMPLIANCE-COURSE Overcoming Your Own Unconscious Biases
COMPLIANCE-COURSE Security Awareness for End Users
COMPLIANCE-COURSE Foreign Corrupt Practices Act (FCPA)